This is the first round of the RAI UK international partnerships scheme.
This is a rolling funding opportunity and applications received will be reviewed on a monthly cycle, initially for three months. The monthly cycle may continue after this period or until the 2023 to 2024 budget is committed.
Aim
Our aim is to enable world-leading partnerships by providing an opportunity for UK research groups to work in partnership with the best international collaborators for research on responsible and trustworthy AI.
RAI UK champions a reflective, inclusive approach to the development of RAI that engages with and seeks to mitigate AI’s potential harms, including such harms that arise beyond national boundaries.
Scope
For this funding opportunity:
- we will consider applications to collaborate with one or more international research organisations (including universities, public sector research organisations and publicly funded research institutes)
- the application should lie within UK Research and Innovation (UKRI) remit; multidisciplinary and interdisciplinary collaborations with international partners are welcomed
- partnerships can involve one or more overseas research organisations in one or more countries
- we are open to applications to either develop new international collaborators or to build on existing relationships. In particular, we are interested in collaborations between responsible AI institutes, regional, or national initiatives
- partners may be in a low or middle-income country. However, we do not require compliance with Official Development Assistance criteria for this funding opportunity
- industry and other non-academic engagement is strongly encouraged and, where appropriate, you are encouraged to engage with your strategic partners and co-develop ideas early in the process
If you have any doubts on these points, please contact RAI UK before applying. Applications not meeting these requirements in the judgement of RAI UK will be rejected.
Applications must fit the RAI UK vision to:
- help enable RAI to power benefits for everyday life
- work in collaboration with researchers, industry professionals, policymakers and stakeholders to drive AI so that it will be responsive to the needs of society
While researchers are free to select from a range of types of activity with international partners, we seek projects to:
- develop methodologies for RAI
- support the development of legal and responsible innovation toolkits that can be used by small and medium-sized enterprises and large companies to help them meet current legal, ethical and social expectations for AI and anticipate future changes
- establish policy engagement activities that enhance conversations involving policymakers, researchers, practitioners, end-users, and the public
In addition to collaborating with the wider programme, it is anticipated that successful applicant teams will also engage with stakeholders and users of the research, who are essential to the design, conduct and impact of application-orientated research.
Impact
We encourage projects to demonstrate clear routes to impact to address both imminent and long-term needs of industry, society and government. Please make it clear where the project looks to build on connections to existing networks and research programmes.
RAI UK is keen to understand how this funding is building exciting new connections within the ecosystem, providing additional value.
International collaboration
For international collaborators (for example, industry or academic partners), please:
Note that based on the answers to this checklist, you may need to escalate this within your institution or department for a decision.
Further guidance on getting the most out of international collaboration while protecting intellectual property, sensitive research and personal information has been released by the National Protective Security Authority.
A balanced range of projects across non-academic impact types will be funded (political, economic, societal, technological, legal, environmental, health, cultural and other).
Learn about the RAI UK programme.
Funding available
Projects must be led by an eligible researcher at a research organisation.
Up to £1 million funding is available through the RAI UK programme for allocation in 2023 to 2024 to develop international partnerships (at 80% full economic cost (FEC)) through this activity for projects of up to 18 months duration. Applications may consist of a single research project, or a suite of related research activities in the defined research area of RAI.
Please note that due to the nature of this funding, additional requirements on spending profile, reporting, monitoring and evaluation as well as grant extensions will apply. This will be reflected in the grant additional conditions, and those funded will need to comply with them. Further details are provided in the additional information section. In particular, please note that any projects funded through this funding opportunity will have a fixed start and end date, and that no slippage to this date will be permitted.
Grants will be funded at 80% of the stated FEC as per normal UKRI policies for research organisations. The remaining 20% must be contributed by the institution submitting the application. The grant can support any directly incurred costs, such as research staff time, consumables, travel and subsistence, and also directly allocated costs, such as UK investigator time and overheads.
Current RAI UK investigators may not lead a project. Current RAI UK investigators and international researchers may not be costed on the grant, but they may be named either as co-investigator or project advisor depending on their contribution.
You are not required to have existing collaborations or contacts within the RAI UK programme.
Project collaborators
Project co-leads from non-academic organisations (UK-based only, with due regard for trusted research requirements) may be included in project costs, up to 30% of the total FEC of the project. Where justified, the time of these partners can be listed under ‘Exceptions’ and will be funded at 100% FEC. The combined costs for non-UK academics and UK-based non-academic project co-leads must not exceed 30% of the total FEC of the grant application.
We recognise that some partners may be employed by a government-funded organisation. To avoid the double counting of public funds in the costings, no salary costs will be covered for permanent employees from government bodies.
Salary costs for new staff to be recruited for the proposed work can be submitted as part of the application. Travel and subsistence costs and overheads will be allowable if appropriately justified.
Note that any deviation from the spending profile beyond 5% is not allowed (any underspend will not be refunded, nor any overspend allowed). No-cost extensions cannot be allowed.
Support for the proposed international collaboration is subject to standard UKRI funding rules. We expect to see contributions from overseas partners to the project but recognise that it will depend on the nature of the project whether those are cash or in-kind contributions. Aspects of the fit to the funding opportunity criterion in particular will assess the contribution of the overseas partner (see the ‘How we will assess your application’ section).
PhD studentships or funding associated with PhD studentships are not eligible for inclusion in the costs sought from RAI UK.
We would expect to see funding requests to support travel, subsistence and consumables for the UK investigators and research staff to visit or have extended work placements at a partner’s laboratory overseas. Requests can also be made for resources to enable different approaches to building and sustaining collaborations, which reduce the need to travel. We would expect the budget requested for the travel or alternative resources to be sufficient to support the collaboration between the centres.
Overseas partner organisations can be universities, public sector research organisations or publicly funded research institutes. International collaborators should be included in applications as either:
Project partners
Project partners can receive small amounts of funding from the grant, such as for travel and subsistence to attend project meetings. Extended visits should be listed as visiting researchers.
Project partners’ estimated financial contribution to the research consortium should be indicated on the submission form as cash or in-kind contributions as appropriate.
A short description of the types of costs that international partners’ planned financial contribution will cover (for example, staff costs, travel, laboratory access) should be included in the justification of resources.
International partner contributions do not need to be new funding if they are applying for from equivalent international funding bodies. Their contribution can take the form of aligned existing funds, demonstrating added value.
Visiting researchers
Support may be requested for visits by overseas collaborators to the UK for up to 12 months per individual. The application may include estates and indirect costs for any visiting researcher, regardless of whether the support being requested includes a salary contribution or is only travel and subsistence.
Equipment
Equipment over £10,000 in value (including VAT) is not available through this funding opportunity. Smaller items of equipment (individually under £10,000) should be in the ‘Directly Incurred – Other Costs’ heading and will need robust justification.