Funding opportunity

Funding opportunity: EPSRC programme grants: full application summer 2023

Programme grants provide flexible funding to world-leading research groups addressing significant major research challenges.

Funding should bring together the expertise of a team of internationally recognised scientists or engineers to focus on one strategic research theme.

EPSRC sees programme grants as critical mass investments, which cover a diverse engineering and physical sciences portfolio. They benefit UK research through the concentration of high-performing talent.

Funding can be awarded for up to six years.

You must be based at a UK research organisation eligible for funding.

This is an invitation-only funding opportunity. You may only apply if we have invited you to do so.

The UKRI Funding Service application link will appear on this page when this funding opportunity opens on 23 May 2023.

Who can apply

You can only apply for this funding opportunity if we have invited you to do so following a successful outline proposal.

Before applying for funding, check the following:

EPSRC standard eligibility rules apply. For full details, visit EPSRC’s eligibility page.

Equality, diversity and inclusion

We are committed to achieving equality of opportunity for all funding applicants. We encourage applications from a diverse range of researchers.

We support people to work in a way that suits their personal circumstances. This includes:

  • career breaks
  • support for people with caring responsibilities
  • flexible working
  • alternative working patterns

Find out more about equality, diversity and inclusion at UKRI.

What we're looking for

Scope

Programme grants provide flexible funding to world-leading research groups seeking to address significant research challenges across the EPSRC remit. We expect most successful applications to be interdisciplinary and collaborative, but they can also address key challenges in a single discipline. They are not just large grants, they must be strategic in nature.

Find out more about our research areas and themes.

We are looking for proposals that:

  • bring together the best researchers to tackle bigger, more open-ended challenges in a coherent and holistic way
  • build partnerships between universities and promote cross-disciplinary working
  • provide freedom to conduct feasibility studies, cross-fertilise ideas and build up new skill sets
  • create greater visibility nationally and internationally among other researchers and industry
  • help to bring in other researchers, attract more funding and promote UK science
  • allow early career researchers in the team to be given greater independence and responsibility, and promote their career development
  • offer grant holders flexibility to allocate resources between different projects and respond quickly to new challenges

Key features of a programme grant

Quality and ambition

A programme grant is seen as a scheme that attracts best with best and allows researchers to tackle bigger, more open-ended problems, tackled through a more coherent or holistic approach.

The stability in tackling a longer range vision helps motivate teams, provides the freedom required to take risks, and enables longer term planning.

Partnership

The scale of activity is seen to create stronger links between the universities involved and greater visibility at a national and international level.

The size of programme grants allows for the assembly of the best team and collaborators, all with complementary expertise leading to the development of effective multidisciplinary and cross-disciplinary working.

The duration of programme grants allows investment by the team in building effective collaborations. The scale of a programme grant leads to industry interest beyond the original project partners and greater input from the wider community, including industry, resulting in more external visibility on the research direction for the area.

Creativity

The programme grant mechanism provides freedom to scope new opportunities, allows the team to cross-fertilise ideas, and build up new skills sets. This allows the team to develop new themes, and to trade ideas and resources.

The stability of the grant allows early career researchers (ECRs) in the team to express their creativity and pose ideas for investigation. In addition, the grant holder is able to concentrate on the science challenges rather than grant writing.

Impact and advocacy

Programme grants are seen to have greater visibility and recognition within the universities involved and the relevant research communities at both a national and international level. This gives the programme grant team more influence than smaller scale research activities.

They are able to attract more visits and engagement with high quality researchers and external stakeholders, leverage other funding, and influence wider strategies. The visibility also enhances the opportunities for outreach and advocacy, promoting UK science.

Career development

Programme grants are seen as a good environment for ECRs with longer term career development. The flexibility and longer durations allow the investigators to empower junior team members giving them greater independence through more responsibility and leadership over activities.

Postdoctoral staff gain a broader experience due to the breadth of experience and expertise in the team and there are greater opportunities for secondments, mentoring and involvement in management. This makes programme grants an attractive employment prospect leading to higher quality recruitment. PhD students are often aligned to programme grant teams, also benefiting from interacting with a team of broader expertise and activity.

Flexibility

The flexibility programme grant holders are afforded is seen as a real strength of the scheme. The flexibility enables a more dynamic allocation of resources and a nimble approach to recruitment or the individual projects being undertaken.

The scheme does not allow for flexible pots of cash or unassigned funds, instead funding should be provisionally assigned at the start of the project (for example, to post-doctoral research assistants or consumables). This funding can then be reallocated and redeployed subject to project needs.

The independent advisory boards are seen as a crucial element of identifying what projects should be shut down, freeing up resources for other strands. The resulting agility allows the team to undertake aggressive triage if necessary and respond more quickly to new and evolving challenges.

Management and monitoring

Programme grants should have effective management and monitoring arrangements for the investment. This should include a risk management strategy and a strategy for how the flexibility of resources will be managed.

EPSRC expects all programme grants to establish and run an independent advisory board, or equivalent body, to provide advice and recommendations on the strategic scientific and research direction and activities (such as impact, advocacy and outreach) of the programme grant.

This independent advisory board must meet at least annually. This group should have at least 50% independent membership and an independent chair.

EPSRC strongly encourages applicants to consider costing in project management and other administrative support such as employing a full-time equivalent project manager, and not relying on the principal investigator for these duties.

Responsible innovation

EPSRC is fully committed to develop and promote responsible innovation.

Research has the ability to not only produce understanding, knowledge and value, but also unintended consequences, questions, ethical dilemmas and, at times, unexpected social transformations.

We recognise that we have a duty of care to promote approaches to responsible innovation that will initiate ongoing reflection about the potential ethical and societal implications of the research that we sponsor and to encourage our research community to do likewise.

Responsible innovation creates spaces and processes to explore innovation and its consequences in an open, inclusive and timely way, going beyond consideration of ethics, public engagement, risk and regulation.

Innovation is a collective responsibility, where funders, researchers, interested and affected parties, including the public, all have an important role to play. Applicants are expected to work within the EPSRC framework for responsible innovation.

Sustainability

Programme grant holders should look to consider the sustainability of the research activities during the lifetime of the programme grant and following the end of the programme grant. Consideration should be given to all available funding mechanisms.

Duration

The duration of this award is up to six years.

Funding available

The funding available depends on the theme of your project.

You should have discussed the funding for your project at the outline stage.

If your proposed budget has changed since the outline stage, you should discuss this with your programme grant.

Supporting skills and talent

We encourage you to follow the principles of the Concordat to Support the Career Development of Researchers and the Technician Commitment.

International collaboration

If your application includes international applicants, project partners or collaborators, visit Trusted Research for more information on effective international collaboration.

How to apply

UK Research and Innovation (UKRI) Funding Service

We are running the funding opportunity on the new UKRI Funding Service. You cannot apply for this funding opportunity on the Joint Electronic Submissions (Je-S) system. The funding opportunity will open on the Funding Service at 9:00am UK time on 23 May 2023.

If you do not already have an account with the UKRI Funding Service, you will be able to create one by selecting the ‘start application’ button at the start of this page. Creating an account is a two-minute process requiring you to verify your email address and set a password.

Research offices that have not already received an invitation to open an account should email support@funding-service.ukri.org

Watch our research office webinars about the new UKRI Funding Service.

Submitting your application

Applications should be prepared and submitted by the lead research organisation but should be co-created with input from all investigators, and project partners, and should represent the proposed work of the entire consortia.

To apply:

  1. Select the ‘Start application’ button at the start of this page.
  2. This will open the ‘Sign in’ page of UKRI’s Funding Service. If you do not already have an account, you’ll be able to create one. This is a two-minute process requiring you to verify your email address and set a password.
  3. Start answering the questions detailed in this section of ‘How to apply’. You can save your work and come back to it later. You can also work ‘offline’, copying and pasting into the text boxes provided for your answers.
  4. Once complete, use the service to send your application to your research office for review. They’ll check it and return it to you if it needs editing.
  5. Once happy, your research office will submit it to UKRI for assessment. Only they can do this.

As citations can be integral to a case for support, you should balance their inclusion and the benefit they provide against the inclusion of other parts of your answer to each question. Bear in mind that citations, associated reference lists or bibliographies, or both, contribute to, and are included in, the word count of the relevant section.

Deadline

EPSRC must receive your application by 8 August 2023 at 4:00pm UK time.

You will not be able to apply after this time.

You should ensure you are aware of and follow any internal institutional deadlines that may be in place.

General text on processing personal data

EPSRC, as part of UKRI, will need to collect some personal information to manage your funding service account and the registration of your funding applications.

We will handle personal data in line with UK data protection legislation and manage it securely.

For more information, including how to exercise your rights, read our privacy notice.

General text on outcomes publication

If your application is successful, some personal information will be published via the UKRI Gateway to Research.

UKRI Funding Service: section guidance

Summary

In plain English, provide a summary that can be sent to potential reviewers to determine if your proposal is within their field of expertise.

This summary may be made publicly available on external facing websites, so ensure it can be understood by a variety of readers, for example:

  • opinion-formers
  • policymakers
  • the general public
  • the wider research community
Guidance for writing a summary

Succinctly describe your proposed work in terms of:

  • its context
  • the challenge the project addresses and how it will be applied to this
  • its aims and objectives
  • its potential applications and benefits

Word count: 550

Section: EPSRC theme alignment

Question: identify which EPSRC theme your programme grant closest aligns to.

In the text box, copy the letter corresponding to your selected theme:

  • artificial intelligence (AI)
  • digital security and resilience
  • energy and decarbonisation
  • engineering
  • healthcare technologies
  • information and communication technologies (ICT)
  • manufacturing and circular economy
  • mathematical sciences
  • physical sciences and advanced materials
  • quantum technologies
Additional guidance

This is for administrative purposes to help the initial application processing. We will check your choice and make a final decision on which theme will lead the peer review of your application.

Section: Case for support, technical annex and workplan

Question: what are you hoping to achieve with your proposed work and what is the methodology?

What the assessors are looking for in your response

Quality

This includes:

  • the novelty, relationship to context, timeliness and relevance to identified stakeholders
  • ambition, adventure, transformative aspects or potential outcomes
  • the suitability of the proposed methodology and the appropriateness to achieving impact
  • the overall vision of the research programme
Additionality

This includes:

  • added value and need for support of this research as a coherent programme of inter-related research activities and not a number of smaller research grants
  • need for the added flexibility of resources and longer term nature of the grant to achieve the proposed research goals
National importance

This includes:

  • contribution to, or helping maintain the health of other disciplines
  • contribution to addressing key UK societal challenges and contribution to future UK economic success and development of emerging industry(s)
  • meeting national needs by establishing or maintaining a unique, world leading research activity
  • complements other UK research funded in the area or related areas, including any relationship to the EPSRC portfolio
Advocacy

This includes:

  • advocacy role for the engineering and physical sciences

This should be submitted as a PDF attachment of 20 sides of A4.

You must include:

  • description of the proposed research (six sides of A4), including:
    • background
    • vision and ambition
    • research objectives
    • research programme and methodology
    • added value of the programme grant mechanism
    • national importance
    • relevance to academic beneficiaries
  • technical annex (12 sides of A4), which includes additional information on the scientific research programme. Each work package and their interdependencies
  • work plan (two sides of A4). Provide a detailed and comprehensive project plan including milestones and timelines in the form of a Gantt chart or similar (additional one side of A4) and demonstrate access to the appropriate services, facilities, infrastructure, or equipment to deliver the proposed work

Create a document in a word processing application of up to 20 sides of A4 paper in Arial 11pt. Save this as a single PDF file, no bigger than 8MB.

Section: Management strategy

Question: what is your strategy for managing and monitoring your programme grant?

What the assessors are looking for in your response

In the text box, explain your strategy for using the flexibility of the resources (both for staff and finances) to:

  • manage the day-to-day strategy for ensuring individual research projects meet the overall vision for the programme
  • seeking external advice, including plans for any independent advisory boards
  • monitoring, including the major decision points and how this will be used to reassess the direction of the research programme
  • enable creativity@home objectives and how this resource will be managed to deliver benefit to the group and research programme

Word count: 1,000 words

If you have special requirements, such as images, discuss with your programme grant contact about submitting this as a PDF of two sides of A4.

Section: Your organisation’s support

Question: provide details of support from your research organisation.

What the assessors are looking for in your response

Provide a statement of support from your research organisation detailing why the proposed work is needed. This should include details of any matched funding that will be provided to support the activity and any additional support that might add value to the work.

The committee will be looking for a strong statement of commitment from your research organisation.

EPSRC recognises that in some instances, this information may be provided by the research office, the technology transfer office (TTO) or equivalent, or a combination of both.

You must also include the following details:

  • a significant person’s name and their position, from the TTO or research office, or both
  • office address or web link
  • agreement to the purchase of large equipment costed on the grant and funding of at least 20% towards this equipment

Upload details are provided within the service on the actual application.

Section: Project partners: contributions

Question: provide details about any project partners’ contributions using the template provided.

What the assessors are looking for in your response

If you do not have any project partners, simply add ‘N/A’ into the text box, mark this section as complete and move to the next section.

If you do have project partners, download and complete the project partner contributions template (DOCX, 52KB) then copy and paste the table within it into the text box.

Ensure you have obtained prior agreement from project partners that, should you be offered funding, they will support your project as indicated in the template.

Project partners are collaborating organisations who are contributing to the application and will have an integral role in the proposed research. Project partners cannot normally receive funding directly from the grant. Two exceptions to this are:

  • where a project partner is providing services or equipment that will go through a formal procurement process audited by the host research organisation
  • the project partner can receive small amounts of funding from the grant, such as for travel and subsistence to attend project meetings. These will need to be requested and fully justified in the application

Section: Project partners: letters (or emails) of support

Question: upload a single PDF containing the letters or emails of support from each partner you named in the table in the previous ‘contributions’ section.

What the assessors are looking for in your response

If you do not have any project partners, simply add ‘N/A’ into the text box, mark this section as complete and move to the next section.

If you have named project partners in the previous ‘contributions’ section, enter the words ‘attachment supplied’ in the text box.

Each letter or email you provide should:

  • confirm the partner’s commitment to the project
  • clearly explain the value, relevance and possible benefits of the work to them
  • describe any additional value that they bring to the project

Do not provide letters of support from host and co-investigator’s research organisations.

Unless specifically requested, do not include any personal data within the attachment.

Upload details are provided within the service on the actual application.

For audit purposes, UKRI requires formal collaboration agreements to be put in place if an award is made.

Section: Applicant and team capability to deliver (Track Record)

Question: why are you the right individual or team to successfully deliver the proposed work?

What the assessors are looking for in your response

Provide evidence of how you, and if relevant your team, have:

  • appropriateness of the track record and international benchmarking of the applicants
  • the right balance of skills and expertise to cover the proposed work of the project team and collaborators
  • the appropriate leadership and management skills to deliver the work and your approach to develop others
  • development and promotion of careers of all its team members, including investigators, research assistants, technicians, and aligned students
  • ability of the principal investigator and team to lead and manage a large, complex investment with sufficient support, infrastructure and resources for the day-to-day running of the programme grant

Word count: 1,000

In addition to 1,000 words on your team’s track record, upload a single PDF containing CVs of named research staff on your programme grant.

Create a document in a word processing application of up to two sides of A4 paper per CV in Arial 11pt. Save this as a single PDF file, no bigger than 8MB. Merge all CVs into a single PDF and put ‘N/A’ in the text box.

For the file name, use the unique funding service number the system gives to your proposal (when you create an application) immediately followed by the words CVs for named research staff. Then use the upload button.

If the attachment does not meet these requirements, the proposal will be rejected.

Section: References

Question: list the references you have used to support your application.

What the assessors are looking for in your response

You should include all references in this section of the application and not in the rest of the application questions.

You should not include any other information in this section.

We advise you not to include hyperlinks as assessors are not obliged to access the information they lead to or consider it in their assessment of your application. If linking to web resources, to ensure the information’s integrity is maintained include, where possible, persistent identifiers such as digital object identifiers.

You must not include links to web resources in order to extend your application.

Word count: 1,000

Section: Facilities

Question: does your proposed research require the support and use of a facility?

What the assessors are looking for in your response

If not, enter ‘N/A’ into the text box, mark this section as complete and move on to the next section.

If you will need to use a facility, you should follow your proposed facility’s normal access request procedures. Where prior agreement is required, ensure you obtain their agreement that, should you be offered funding, they will support the use of their facility on your project.

In the text box, for each requested facility you should provide:

  • the name of facility, copied and pasted from the combined facilities list (DOCX, 37KB)
  • the proposed usage time or costs, or costs per unit where indicted on the combined facilities list
  • confirmation you have their agreement where required. Copy the following text: ‘I confirm that I have contacted the facility and have their agreement that, should I be offered funding, they will support the use of their facility on my project for the usage specified.’

Do not put the facility contact details in your response.

Word count: 500

Section: Resources and cost justification

Using the costs table within the resources and cost summary, provide details of the total funding required under each fund heading. You should include high-level costs only, not a detailed breakdown of individual items. You should use the text box for the justification of resources to provide further details on what is being requested and why it is needed to deliver your proposed work.

Question: what will you need to deliver your proposed work and how much will it cost?

What the assessors are looking for in your response

Using the text box, demonstrate how the resources you anticipate needing for your proposed work:

  • are comprehensive, appropriate, and justified
  • represent the optimal use of resources to achieve the intended outcomes
  • maximise potential outcomes and impacts

Contributions from your organisation should be included in the ‘Your organisation’s support’ section. Contributions from partner organisations should be covered in the ‘Project partners: contributions’ section.

For all items of equipment costing more than £25,000, you must provide a summary, in the text box, detailing quotations from at least three suppliers. If there are only one or two suppliers for any piece of equipment, state this and explain why.

Upload details are provided within the service on the actual application.

This section should not simply be a list of the resources requested, as this will already be given in the costs table. Costings should be justified on the basis of full economic costs (FEC) of the project, not just on the costs expected from UKRI. For some items, we do not expect you to justify the monetary value, rather the type of resource, such as amount of time or type of staff requested.

Where you do not provide adequate justification for a resource, we may deduct it from any funding awarded.

You should identify:

  • support for activities to either increase impact, for public engagement, knowledge exchange or to support responsible innovation
  • support for access to facilities, infrastructure or procurement of equipment
  • support for preserving, long-term storage, or sharing of data
  • support from your organisation or partner organisations

Word count: 1,500

Section: Sensitive information

Question: is there sensitive information you need to share with UKRI that you do not want shared with assessors?

What the assessors are looking for in your response

If not, enter ‘N/A’ into the text box, mark this section as complete and move on to the next section.

If you, or a key team member, need to tell us something you wish to remain confidential, enter the words ‘email sent’ in the text box.

Then contact the Funding Service helpdesk. Include your application name and number in the subject line, after the pre-populated words ‘sensitive information’.

Typical examples of confidential information include:

  • applicant is unavailable until a certain date (for example due to parental leave)
  • declaration of interest
  • additional information about eligibility to apply that would not be appropriately shared in the ‘applicant and team capability’ section
  • conflict of interest for UKRI to consider in reviewer or panel participant selection
  • the application is an invited resubmission

For information about how UKRI handles personal data, see UKRI’s privacy notice.

Section: Ethics and responsible research and innovation (RRI)

Question: what are the ethical or RRI implications and issues relating to the proposed work? If you do not think that the proposed work raises any ethical or RRI issues, explain why.

What the assessors are looking for in your response

Using the text box, demonstrate that you have identified and evaluated the relevant ethical or responsible research and innovation considerations, and how you will manage them.

Additional sub-questions (to be answered only if appropriate) will be included in the Funding Service. These will ask about numbers, species or strain and justification about:

  • genetic and biological risk
  • research involving the use of animals
  • conducting research with animal overseas
  • research involving human participation
  • research involving human tissues or biological samples

Word count: 500

How we will assess your application

Assessment process

This is an invite-only full application funding opportunity.

You will be given 10 weeks (plus an extra three weeks due to the Funding Service transition) to submit a full application.

We will invite at least three peers to review your application independently, against the published criteria (areas of assessment) for this funding opportunity.

You will not be able to nominate reviewers for your application. Expert reviewers will continue to be selected by EPSRC.

UK Research and Innovation (UKRI) are monitoring the requirement for applicant-nominated reviewers as we review policies and process as part of the continued development of the new UKRI Funding Service.

You will be able to respond to reviewers’ comments if your application gains enough support.

If your application receives enough support, it will go to an interview panel.

You will have 10 working days to respond to reviewers’ comments.

Interview

An expert interview panel will conduct interviews with applicants and make a funding recommendation.

We expect interviews to be held in February or March 2024.

EPSRC will make the final funding decision.

Principles of assessment

We support the San Francisco declaration on research assessment (DORA) and recognise the relationship between research assessment and research integrity.

Find out about the UKRI principles of assessment and decision making.

We reserve the right to modify the assessment process as needed.

Assessment criteria

What we are looking for

Quality (primary)

This includes:

  • the novelty, relationship to the context, timeliness and relevance to identified stakeholders
  • the ambition, adventure, transformative aspects or potential outcomes
  • the suitability of the proposed methodology and the appropriateness of the approach to achieving impact
  • the overall vision of the research programme
Additionality (primary)

This includes:

  • added value and need for supporting this research as a coherent programme of inter-related research activities and not a number of smaller research grants
  • need for the added flexibility of resources and the longer term nature of the grant to achieve the proposed research goals
National importance (secondary major)

This includes:

  • contribution to, or helping maintain the health of other disciplines
  • contribution to addressing key UK societal challenges and contribution to future UK economic success and development of emerging industry(s)
  • meeting national needs by establishing or maintaining a unique, world leading research activity
  • complementing other UK research funded in the area or related areas, including any relationship to the EPSRC portfolio
Applicant and partnerships (secondary)

This includes:

  • appropriateness of the track record and international benchmarking of the applicants
  • balance of skills of the project team, including collaborators
  • development and promotion of the careers of all its team members, including investigators, research assistants, technicians, and aligned students
  • ability of the principal investigator and team to lead or manage a large, complex investment with sufficient support, infrastructure and resources for the day-to-day running of the programme grant
Resources and Management (secondary)

This includes:

  • effectiveness of the proposed planning and management
  • appropriateness of the requested resources
  • suitability of proposed strategy for flexible allocation of resources and use of independent advisory board
Advocacy (secondary)

This includes:

  • advocacy role for the engineering and physical sciences

Contact details

Get help with your application

For help on costings and writing your application, contact your research office. Allow enough time for your organisation’s submission process.

Ask about this funding opportunity

Email: support@funding-service.ukri.org

We aim to respond to emails within two working days.

Phone: 01793 547490

Our phone lines are open:

  • Monday to Thursday 8:30am to 5:00pm
  • Friday 8:30am to 4:30pm

Contact your programme grant contact with questions.

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